Manager/Senior Manager, Investment Compliance Manager/Senior Manager, Investment Compliance …

Lion Global Investors Ltd
in Singapore
Permanent, Full time
Last application, 24 Nov 21
Competitive
Lion Global Investors Ltd
in Singapore
Permanent, Full time
Last application, 24 Nov 21
Competitive

Job Responsibilities

  • Monitoring and surveillance of investment guidelines including setting up & maintaining of rules and watch lists in the Bloomberg AIM and Compliance checklists
  • Performing advisory role and provide comments for new and existing mandates in terms of review and coding of investment guidelines
  • Perform pre and post trade monitoring of investment guidelines and follow up on breaches identified
  • Scheduled reporting to clients and trustee
  • Perform SSAE16 and Compliance manual checks controls
  • Conduct Investment Compliance presentations or trainings and liaise with Fund Managers/other departments where necessary
  • Handle other compliance duties and ad-hoc projects as assigned

 

Job Requirements

  • Degree Holder, preferably in finance, accountancy or business
  • 5-7 years of working experience. Experience within asset management or a financial institution is an added advantage
  • Proficient in MS Office and access
  • Good communication and interpersonal skills
  • Fast learner who is self-motivated and an excellent team player with a “can do” attitude

 

Please be informed that only shortlisted candidates will be notified.

Lion Global Investors Ltd logo
More Jobs Like This
See more jobs
Close