IWM Middle Office Operations Analyst IWM Middle Office Operations Analyst …

Nomura Asia
in Singapore
Permanent, Full time
Last application, 25 Feb 21
SGD61190 - SGD62190 per month
Nomura Asia
in Singapore
Permanent, Full time
Last application, 25 Feb 21
SGD61190 - SGD62190 per month
IWM Middle Office Operations Analyst - Desirable to have 3-5 years in Wealth Management / Private Banking Operations for Analyst

Nomura Overview:

Nomura is a leading financial services group and the preeminent Asian-based investment bank with worldwide reach. Nomura provides a broad range of innovative solutions tailored to the specific requirements of individual, institutional, corporate and government clients through an international network in over 30 countries. Based in Tokyo and with regional headquarters in Hong Kong, London, and New York, Nomura employs over 27,000 staff worldwide. Nomura's unique understanding of Asia enables the company to make a difference for clients through three business divisions: retail, asset management, and wholesale (global markets and investment banking).

For further information about Nomura, visit www.nomura.com.

Function Overview

The Middle Office team is one of team under IWM Operations who will support the trade validation process, trade reconciliation, Business inquiry, regulatory reporting, support the clients' request for asset transfer. This team is consisted of 5 people to run the BAU functions as part of AEJ Operation team.

Job Responsibilities:

  • Trade processing and validation for securities, structured products, derivatives and mutual funds. Acts as both maker and checker roles.
  • Ensure timely release of trade confirmations to clients, monitor and manage failed confirmation status
  • Trade reconciliation inter-co rec, external broker rec etc.
  • Performs signature verification and callbacks to support IWM clients on assets transfer (inward and outward remittance)
  • Single point of contact for RM/CSOs on instruction queries
  • Liaise with CSO/RM on booking instructions for clients that requires special handling.
  • Follow-up with counterparties on trade discrepancies &/or liaise with IWM Execution desk to resolve discrepancies.
  • Ensure daily day-end tasks and reports are completed
  • MIS contribute to weekly, monthly KRI/trade volume reporting.
  • Review and streamline processes to improve efficiency and control
  • Participate in systems enhancements and new products/initiative rollout.
  • Processing the account opening, manage the asset set up before order placing for Mutual Fund products and hedge funds.
  • Handling the regulatory report - MAS and Transaction Reporting.
  • The candidate with checker or team lead experience is more preferable.

Job Requirements:

  • 3-5 years in Wealth Management / Private Banking Operations for Analyst
  • Experience in Treasury products (e.g., FX, SWAPs, DCI, FX Options), Structured products (e.g., ELN, DCN),OTC derivatives (such as accumulators, decumulators, equities Options, CDS, IRS, CFC) and Mutual funds products
  • Understand the market rules and regulations for cross products.
  • Versatile in excel and PowerPoint
  • Added advantage if candidate has Avaloq experience
  • This candidate is a good team player and is able to coordinate with the team to achieve the deliveries on a regular basis.

Diversity Statement

Nomura is committed to an employment policy of equal opportunities, and is fundamentally opposed to any less favourable treatment accorded to existing or potential members of staff on the grounds of race, creed, colour, nationality, disability, marital status, pregnancy, gender or sexual orientation.

DISCLAIMER: This Job Description is for reference only, and whilst this is intended to be an accurate reflection of the current job, it is not necessarily an exhaustive list of all responsibilities, duties, skills, efforts, requirements or working conditions associated with the job. The management reserves the right to revise the job and may, at his or her discretion, assign or reassign duties and responsibilities to this job at any time.

We regret to inform that only shortlisted applicants will be notified.

Job Id : 1189654

EA License No.: 12C5536

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