Head of Compliance with fast growing Fintech Co Head of Compliance with fast growing Fintech Co …

The Cap Consulting Group Pte Ltd
in Singapore
Permanent, Full time
Last application, 06 May 21
market range
The Cap Consulting Group Pte Ltd
in Singapore
Permanent, Full time
Last application, 06 May 21
market range
Posted by:
Xinyi Lim • Recruiter
Posted by:
Xinyi Lim
Recruiter
Head of Compliance with fast growing Fintech Co

Head of Compliance with fast growing Fintech Co

  • Min 10 years of experience in compliance gained in the FI sector
  • Has AML/CFT, dealing with MAS, operational compliance work
  • Relevant blockchain experience &/or crypto exposure is useful but not a must

 

Our client is a fast growing co in the fintech industry.

It is now looking for an experienced yet hands-on senior compliance professional to join its growing business.

 

As the head of compliance, you will manage 1 staff and be responsible for ensuring its business operations and procedures comply with legal regulations and internal policies. The job scope is around 70% operational compliance focused (and 30% regulatory compliance focused) supporting the sales and trading business.

 

Your main responsibilities are to lead and design regulatory compliance strategies and implement our programs for all compliance topics, such as Licensing, KYC, Transaction Monitoring, Sanctions Screening, Reporting. You will also play the role as Money Laundering Reporting Officer and interact closely with MAS on all compliance matters. Key functions:

 

  • Advise and support the business on all compliance matters and ensure the business is in alignment with license requirements globally
  • Act as the liaison officer with MAS and regulatory bodies, as well as facilitate internal and external compliance audits
  • Develop and formulate Group AML/CFT policy, standards and operating procedures & controls and ensure effective implementation of the program firm-wide
  • Work with technology and product teams in assessing and mitigating technology risk and regulatory risks
  • Conduct reviews on the adequacy and relevance of regulatory and compliance strategies, policies and frameworks, and oversee enhancements to address control deficiencies.
  • Implement and conduct regular compliance training programs on an ongoing basis to educate staff on the relevant regulatory developments, compliance policies and procedures
  • Advise and ensure AML and CTF requirement fulfillment for new product and service developments

 

Experience/Skills

  • Degree qualified with min 10 years of relevant experience in compliance job scope covering AML/CFT, compliance, MAS’ interaction etc) gained in the FI sector
  • Relevant blockchain experience &/or crypto exposure is useful but not a must
  • AML specialist certification with a recognized institution , would be advantageous but not a must
  • Keen to do a job scope covering 70% operational compliance and 30% regulatory compliance work
  • Broad exposure to APAC region compliance issues is preferred (but not mandatory). Exposure to US and China is useful but this is not a must
  • Experience in developing and administering internal controls and processes
  • Ability to work collaboratively with a  wide range of business functions.
  • Adaptable, hands-on, driven and able to thrive in a growing start up environment.

 

To apply, please send your cv in word doc to resume@cap-cg.com . Please also include details on your current salary, expected salary and notice period in your cv.


We regret to inform that only shortlisted candidates will be notified.

Posted by:
CAP Consulting (EA license: 14C7175)
Caroline Poh (EA Registration: R1105649)

Date Posted - 22 Apr 2021

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