Head of Compliance - 1st Tier Global MNC Brokerage Company Head of Compliance - 1st Tier Global MNC Brokerage  …

Gravitas Recruitment Group
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Up to GBP0.00 per annum
Gravitas Recruitment Group
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Up to GBP0.00 per annum
The successful candidate will be playing a key strategic role in leading the implementation and maintenance of important Group Policy and Procedures in order to ensure the business is operating at the highest Governance industry standard. You will be responsible for providing ongoing first-rate support to Senior Management and you will be the sole Subject Matter Expert for the Singapore Office.

Our client is a highly recognisable global top tier Multinational Brokerage Company servicing the financial markets. Due to successful ongoing growth, they are now searching for an experienced, high-calibre professional to join their industry leading the Compliance team.

The successful candidate will be playing a key strategic role in leading the implementation and maintenance of important Group Policy and Procedures in order to ensure the business is operating at the highest Governance industry standard. You will be responsible for providing ongoing first-rate support to Senior Management and you will be the sole Subject Matter Expert for the Singapore Office.

Responsibilities

  • Lead the implementation of new policies, risk assessment process, compliance monitoring program to ensure quality, effective risk management and regulatory compliance
  • Provide advice on compliance implications of business decisions
  • Develop and promote the reputation of the compliance function
  • Develop a proactive, integrated compliance approach interacting with local and regional staff to promote the desired culture and behaviours
  • Organize training and evaluation of compliance risk to support country and regional management

Requirements

  • 10+ years of compliance experience within a FS organisation, currently in house with a FS firm or in a private practice
  • Able to build strong working relationships with senior members of staff throughout the region
  • Able to lead and motivate others
  • Able to articulate complex matters in a clear and concise way
  • Knowledge of and experience in dealing with regulatory bodies
  • Ability to achieve results and drive business initiatives
  • Strong organisational and project management skills
  • Confident with excellent negotiation skills
  • Good interpersonal skills and an ability to work as part of a team
  • Enthusiastic about being closely involved with the business and applying their existing knowledge to new and challenging situations
  • Approachable, adaptable and commercial in approach


What's On Offer

  • Offer attractive remuneration package and comprehensive fringe benefits
  • Well-known brand name, sizeable company
  • Excellent career path

Contact: Ruby So

For an initial confidential discussion please contact Ruby So at +852 3907 0744. You can also email your most updated CV to r.so@gravitasgroup.com

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