• Competitive
  • Singapore
  • Permanent, Full time
  • Citibank NA
  • 20 Apr 18

GF - Regional Markets Compliance Officer

GF - Regional Markets Compliance Officer

  • Primary Location: Singapore,Singapore,Singapore
  • Education: Bachelor's Degree
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 18022443


Position Objective:
  • The role is to ensure that the business area maintains a high standard of regulatory compliance and to protect the reputation of the business by:
  • Provide compliance and regulatory advice and services primarily to the Markets business, both domestically in Singapore and across the Asia countries
  • Liaise closely with the various Business Heads and Business Unit Managers in establishing priorities and carrying out tasks
Key Responsibilities:
  • Develop close working relationships with the business to engender a culture of Compliance within the business;
  • Ensure Citi Markets maintains a strong compliance culture and ethical standards
  • Provide timely advice on legislative and regulatory obligations including Citi internal policies in relation to activities conducted within the business
  • Aid in the production and review of compliance policies and procedures
  • Assist, as required, in internal investigations and/or responses to regulatory enquiries and audits/auditor enquiries
  • Assist in implementation of controls to comply with new regulatory requirements
  • Develop and deliver compliance training programs for the business
  • Identify areas of non-compliance and recommendations for changes (if any) or enhancements to overall Compliance framework
  • Analyse and review all escalations arising from the surveillance programs relevant to the activities of Citi Markets and, if necessary, supplement with ad hoc desk reviews
  • Escalate serious issues of non-compliance to Compliance and line management, maintaining a complete record of incidents, investigation and outcomes


  • Minimum seven (7) years of experience in the financial sector, preferably with prior experience in regulatory, compliance or audit functions.

  • Strong verbal and written communication skills and interpersonal skills
  • Ability to communicate with senior management, and be able to work under pressure
  • Strong analytical and problem-solving skills
  • Strong planning, organization and project management skills
  • Independent and meticulous with attention to details
  • Ability to execute multiple tasks at the same time
  • Proactive execution of priorities and goals

  • A recognized University Degree in Accountancy, Business or Banking and Finance
  • Relevant professional qualification in financial services or audit

  • Competent regulatory background, with knowledge in MAS regulations, including Banking Act, Securities & Futures Act, Financial Advisers Act and other related MAS notices, regulations and guidelines.
Singapore Singapore Singapore SG