• Competitive
  • Singapore
  • Permanent, Full time
  • Citibank NA
  • 21 Jan 18

GF - Compliance Officer – Central Compliance Lead

GF - Compliance Officer – Central Compliance Lead

  • Primary Location: Singapore,Singapore,Singapore
  • Education: Associate's Degree/College Diploma
  • Job Function: Compliance and Control
  • Schedule: Full-time
  • Shift: Day Job
  • Employee Status: Regular
  • Travel Time: No
  • Job ID: 17079675


Specific responsibilities include:

1. Regulatory Liaison & Interaction:
Lead regulatory relationship management, serve as primary regulatory point of contact
Lead and coordinate responses to regulatory inquiries, surveys and periodic reports as needed, answer ad hoc queries from the regulator and coordinate with relevant business units and compliance counter-parts
Lead and coordinate regulatory examinations with relevant business units and compliance counter-parts

2. Management & Other Reporting:
Prepare and lead regulatory / compliance reporting to key governance forums and internal stakeholders

3. Regulatory Change Management:
Track, analyze and disseminate regulatory changes
Follow up with impacted business units / functions to ensure impact assessment, action plans and documentation
Drive regulatory change analysis and process for changes impacting multiple businesses and functions

4. Compliance Program & Activities:
Supervise coordination of compliance programs 
Assist Country Compliance Officer in execution of compliance initiatives

5. Compliance Support for Global Functions:
Provide compliance support for Global Functions 

6. Enterprise-wide compliance coordination: 
Provide coordinated cross- functional support
Develop and maintain strong partnerships with peers and colleagues in Compliance and other Global Functions in support of strengthening our compliance culture; and 

7. Others:
  • Lead Central Team in role of department coordinator e.g. in areas of internal and external audits, annual risk assessments, records retention, maintain department correspondence 
  • Lead and manage Central Compliance team
  • Support continuous integrated compliance program and framework that enables robust, effective and efficient management and escalation of regulatory issues


Knowledge / Experience:
  • Strong industry experience of at least 10 years, with a background in Compliance gained in a role within an international financial institution or regulator
  • Good background in project and stakeholder management across a range of business and countries
  • Strong understanding of regulatory environment in Singapore and in the financial sector and in the counties being covered
  • Experience interacting directly with regulators and with senior management of a financial institution
  • Executive presence- ability to interact at senior levels of the organization
  • Stakeholder and Project Management
  • Effective interpersonal, management, and organisational skills
  • Excellent oral and written communication skills
  • Attention to detail
  • Demonstrable ability to influence peers
  • Strategic and goal-oriented focus
  • Commitment to co-operative and collaborative working
  • Proficient use of MS Office
  • Ability to work across different countries and cultures
  • College / university education with an exceptional working track record will be important
  • The candidate should be able to foster a strong team spirit and morale across a multitude of geographical and business locations, as well as with other branches of the Control functions
  • The candidate must be able to work effectively with local contemporaries and peers in other regions to maintain a collaborative culture