Fund Management Compliance Specialist (VP) Fund Management Compliance Specialist (VP) …

Sloane Shorey Consulting
in Singapore
Permanent, Full time
Be the first to apply
$96,000 - $162,000
Sloane Shorey Consulting
in Singapore
Permanent, Full time
Be the first to apply
$96,000 - $162,000
Posted by:
Sam Dakin • Managing Director
Posted by:
Sam Dakin
Managing Director
Fund management compliance specialist required for broad compliance advisory role covering full spectrum of compliance for a fund manager, being licence applications, updating / maintaining up-to-date compliance frameworks, fulfilling relevant MAS requirements, reporting, training, preparing for audits/inspections and implementing regulatory change.

Fund Management Compliance Specialist

Global Regulatory and Compliance Consultancy

Fund management compliance specialist required for broad compliance advisory role covering full spectrum of compliance for a fund manager, being licence applications, updating / maintaining up-to-date compliance frameworks, fulfilling relevant MAS requirements, reporting, training, preparing for audits/inspections and implementing regulatory change.

Duties:

Provide advice to senior management of fund management companies on a wide range of regulatory compliance matters, including:

  • Drafting compliance policies and procedures
  • Handling regulatory matters such as licence applications, regulatory returns and filings
  • Regulatory liaison (liaising with the MAS)
  • Responding to regulatory queries
  • Staff training
  • Regulatory change projects
  • Keep abreast of regulatory developments (local, regional and global)

Profile:

  • 8+ years of regulatory experience gained in a fund manager, audit/consulting, legal practice or MAS
  • Knowledge of MAS rules and regulations applicable to funds
  • Understanding of asset management and key regulatory issues
  • Broad knowledge across asset classes
  • Experience translating regulatory rules into compliance policy and practices
  • Exceptional written and oral communication skills
  • Ability to confidently interact with senior management

 

Indicative salary: ~$96k - $162k

For a confidential discussion on this role, please apply now.

Sloane | Shorey

Sloane Shorey Consulting is a specialist search firm delivering compliance, conduct, controls and risk management recruitment across Asia Pacific. We are a Ministry of Manpower Licensed Employment Agency (EA License 20S0307).

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