Deputy Manager Compliance, Corporate Banking & Trade Finance Deputy Manager Compliance, Corporate Banking &  …

Assist in oversight of all activities in Corporate Banking group and Commercial Banking Group including review and approval of trade finance transactions, review of trade related correspondent banking relationship, KYC/CDD, compliance testing and policy reviews. Focus and gain exposure in AML compliance domain.

1. Assist reporting manager in oversight of activities in Corporate Banking Group and related regulatory compliance issues/related matters
   • On-Boarding KYC/CDD review and approval
   • On-going KYC/CDD review and approval
   • Review of screening results of customers and related party including daily screening results
   • Review and approval/recommendation of transactions requiring approvals from compliance/Senior management
2. Assist reporting manager in oversight of all activities in Commercial Banking Group and related regulatory compliance issues/related matters including Review and approval of trade finance transactions & Review and approval of Goods/Commodities for Trade Finance
3. Periodic review of identified business activities related to Corporate banking and commercial Banking group (Compliance testing)
4. Review  and implementation of  process and policies for Corporate Banking and Commercial Banking group (PAC Notes & Policies)
5. Review and implementation of regulatory notices and guidelines  related to Corporate Banking and commercial Banking group
6. Filing of STRs and follow up action on STR for the corporate Banking and commercial Banking group as per Branch’s process requirement. Review of transactions for customers under watch list.
7. Follow up on the implementation of recommendations by various departments from MAS Inspection, Independent Audit, Internal Audit (Corporate and commercial Banking)
8. Follow-up with respective business group on outstanding Audit/Compliance testing issues in relation to  corporate Banking and commercial banking  business activities for Singapore Branch
9. To undertake projects and assignments from time to time as directed by the HOD/reporting Manager (eg: yearly audit, Independent Audit, Statutory Audit, supervisory visits)