• SGD100000 - SGD120000 per annum
  • Singapore
  • Permanent, Full time
  • Selby Jennings Singapore
  • 25 Sep 18

Compliance and Operations Manager

  • Location: Singapore
  • Salary: SGD100000 - SGD120000 per annum
  • Job Type: Full time

Our client is a leading Fund Management Group, and is seeking an experienced Compliance and Operations Manager to join their ranks.

Our client is a leading Fund Management Group, and is seeking an experienced Compliance and Operations Manager to join their ranks.

Responsibilities

    • Manage regulatory matters, including relationships and correspondence with regulators, regulatory examinations, implementation of new regulations, licensing and filings

    • Assist in the preparation of investment related compliance reporting to the relevant regulatory bodies and regulatory audits

    • Assess the adequacy of the compliance program on a continuous basis and conduct periodic monitoring.

    • Maintain policies and procedures supporting a culture of integrity, compliance and excellence and promote awareness and responsibility through training and regular communication

    • Ensure timely settlement of investments, including market instruments (e.g. bonds, equities, futures, swaps etc.) and private deals (e.g. loans)

    • Review and ensure accuracy of weekly and monthly management reports and monthly NAV statements

    • Ensure corporate/fund and transactional documents are properly executed and filed


Compliance and operations professionals looking for their next challenge or step up, apply now via the link below.

EA License No. 16S8194