Compliance Rule Coding Specialist Compliance Rule Coding Specialist …

LMA Recruitment

in Singapore
Permanent, Full time
Be the first to apply
SGD 100,000 + Other Variables
LMA Recruitment

in Singapore
Permanent, Full time
Be the first to apply
SGD 100,000 + Other Variables
LMA Recruitment
We are looking for someone who has interest in taking on delivering investment outcomes and be responsible for operations, investment compliance oversight & support functions.

Jobs Task:

  • Assist with Guideline interpretation, translation, testing and sign-off, Pre & Post trade monitoring process & policy documentation and systems training assistance.
  • Centralizing on rule coding & testing for the Company’s Local Business Units
  • Identify customized data attributes I.e. specific client requirement, BB mnemonic fields, certain calculation methodology or hierarchy methodology use for rule coding
  • Creating of standard security type/ investment class/industry/country/sector classification for rule coding purposes
  • Standardizing of rule coding for certain generic rules i.e. cash limits, concentration limits, stock/issuer/sector/currency/country bet limits etc.
  • Identification and support of opportunities for optimized rule maintenance, enhanced processes to support accuracy & speed to market, alongside system and operational innovations



  • Degree in Business related disciplines with at least 8 years of working experience in the Financial industry
  • Experience and knowledge of investment compliance monitoring especially regulatory requirements (UCITS, MAS, CPF)
  • Excellent analytical and problem-solving skills
  • Excellent priority, time management and facilitation skills, with the ability to manage different stakeholders across the firm
  • Excellent presentation and written communication skills with strong interpersonal skills
  • Experience and knowledge of data analytical tools
  • Technical and coding abilities (notably SQL, Python and R programming)


If you are someone interested to explore Compliance Rule Coding Specialist and keen to expand your career;

Do drop me a note to              :     

Connect with me via                :     

Company Reg. No.: 201131609D: Licence No.: 11C4684 :  EA Reg No: R1982874

Company Overview

Big enough to find the best.

Small enough to really know them.

It’s easy to get pompous about what we do. To name drop our global clients or wax lyrical about ‘pioneering psychometric testing’. But if you’re not careful, you lose sight of what’s really important; relationships and people.

Without relationships, you don’t truly understand the client, their business culture and who they really need. You miss the nuances of each candidate, the human behind the CV and what makes them tick. And the ‘right fit’ slowly starts to blister.

Since 1999, LMA has supplied great candidates to blue-chip businesses in London and Singapore. We draw on in-depth market intelligence and use industry-leading tools to search, screen and select. We have specialist consultants and a global network. And we’re professional beyond measure. 

But we never lose sight of what matters; how important the right people are to businesses, and the right careers are to people.

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