Compliance Officer/ KYC Officer Compliance Officer/ KYC Officer …

Taishin International Bank
in Singapore
Permanent, Full time
Last application, 26 Jan 22
Taishin International Bank
in Singapore
Permanent, Full time
Last application, 26 Jan 22

Job Responsibilities :


  • Performing testing activities to evaluate regulatory compliance considerations within identified business processes according enterprise and business line related policies.
  • Documentation of testing activity within the working papers in accordance with the methodology and team expectations.
  • Reports findings and drafts recommendations to risk and business line management.
  • Monitoring of branch compliance, advising staff as well as performing customer due diligence for new and existing accounts in accordance with AML/Combating the Financing of Terrorism (CFT)/Sanction/Tax regulations and laws
  • Organising and performing CDD reviews in accordance to applicable framework
  • Assisting in automation and enhancement of CDD processes to optimize resources for timely completion of CDD
  • Assisting in the reviewing and investigating of alerts generated and maintaining lists of designated entities in the AML filtering systems
  • Review and analysis of transactions surveillance alerts
  • Providing support in the preparation of suspicious transactions reports and responses to requests by regulatory authorities
  • Conduct compliance training on the AML/CFT developments and typologies
  • Drive and manage initiatives to enhance the AML/CFT framework and program
  • Able to demonstrate knowledge of MAS regulatory requirements & compliance
  • Participating in projects and providing support to the team


  • Carry out due diligence check and information searches per internal standards.
  • Support and advice Client Advisors in completing the KYC information in line with Bank standards.
  • Follow up closely with Front office managers to review relevant information or documents.
  • To liaise and work with internal departments to facilitate smooth delivery of client on-boarding and to accomplish assigned tasks.
  • Can exercise independence of judgment and autonomy.
  • Take up ad hoc assignment.

Job Requirements :

  • Degree in Accountancy, Business Administration, Law or any relevant discipline from local university
  • 1- 8 years of relevant experience, preferably in the banking industry or financial institution 
  • For KYC, extensive experience in Retail / Corporate of reviewing trusts/funds and other financial institutions will be essential.
  • Exhibit positive attitude and a good team player
  • Experience in creating and implementing processes that result in improved business performance.
  • Team player, self-motivated, take initiative to assist team members
  • Effectively bilingual in English and Mandarin and English, to liaise and/or coordinate with Mandarin speaking overseas counterpart offices.
Company Overview

Taishin International Bank, Singapore Branch was set up in June 2014. Its headquarter, Taishin International Bank was established in Taiwan since 1992 and it is also a subsidiary of Taishin Financial Holdings. Wining of customers’ recognition and society’s trust has always been the goal of Taishin Financial Holdings.

As a leading financial institution, Taishin recognizes the foundation of success is to maintain consistent and steady growth together with our customers through innovative and excel services. At strategic level, based on the core values of “Integrity, Commitment, Innovation and Collaboration”,Taishin is committed to strengthen its competitiveness through recruiting and providing extensive training for top-tier financial professionals, which will allow Taishin extend into Asia Pacific region given the improvement on cross-strait relations.

Taishin Financial Holding aims at integrating the most professional financial talents and providing major financial services, for creating the largest value for customers with firmest and steadiest operating systems, to become the most trust-worthy financial holding company.

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