Compliance Officer (ID: 531388) Compliance Officer (ID: 531388) …

PERSOLKELLY Singapore Pte Ltd
in Singapore
Permanent, Full time
Last application, 18 Oct 21
54,000 - 60,000
PERSOLKELLY Singapore Pte Ltd
in Singapore
Permanent, Full time
Last application, 18 Oct 21
54,000 - 60,000
Posted by:
Lavis Ong • Recruiter
Posted by:
Lavis Ong
Recruiter

Brief Company Description:
Hiring Company is a leading global operating asset management company in Japan, which provides professional asset management services to various products such as active global equity, fixed income and regional equity to only institutional investors and accredited investors worldwide including governments, central banks, corporations, pension funds and trust funds.
We have a global presence with offices in Tokyo, London, New York, Hong Kong, Singapore and Shanghai. We are one of the largest investment management companies in Japan which provides asset management, advisory, investment trusts and other services to financial institutions, pension funds, government agencies and retail investors worldwide.


Responsibilities:

  • Assessing the impact of regulatory changes, and maintaining internal guidelines and policies in accordance to the regulatory updates;
  • To lead/ support the implementation of regulatory change
  • Provision of advisory relating to licensing on the company and relevant staff and to liaise with the regulators on any licensing issues and etc.;
  • Ensure that the Company's activities are in compliance with the latest statutory and regulatory requirements;
  • Act as liaison with the relevant regulatory authorities, external auditors and agencies pertaining compliance matters
  • Review of business agreements, liaise with legal counsels on legal documentation, regulations if necessary;
  • Review marketing and communication materials/ presentations to ensure compliance with regulatory requirements and handle regulatory approval timely and efficiently;
  • Perform compliance monitoring on AML/CFTand KYC matters including customer/ service providers due diligence, assessments and etc. to ensure proper compliance with relevant regulatory requirements;
  • Conduct in‐house training for staff e.g. anti-money laundering, staff personal dealing, licensing, regulatory requirements etc.;
  • Support compliance reporting to senior management, headquarters;
  • Handle ad‐hoc compliance related as assigned;
  • Knowledge of basic accounting would be beneficial.

 

Requirements:

  • Degree Holder with at least 3-6 years of relevant working experience in the asset management space or financial institution
  • Experience in leadership roles would be beneficial.
  • Ability to work independently
  • Good knowledge and understanding of corporate governance, regulatory compliance and familiar with organizational best practices
  • Knowledge of the relevant applicable regulatory guidelines

 

Interested individuals please apply or send in your resume to lavis_ong@persolkelly.com

We apologize that only shortlisted candidates will be notified. Thanks!

 

EA License No. 01C4394 • EA Registration No. R21100883 (Ong Jia Hao Lavis)
 

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