Compliance Officer, Fund Services Compliance Officer, Fund Services …

Funds Partnership Asia
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 25 May 20
Competitive
Funds Partnership Asia
in Singapore, Singapore, Singapore
Permanent, Full time
Last application, 25 May 20
Competitive
Funds Partnership Asia
Exciting opportunity to join a fast-growing business in Singapore! Our client is a European Fund Administration firm with an increasing presence in APAC since they entered the market here 2 years ago. They provide a multitude of fund administration solutions to Fund Managers particularly for Hedge and Private Equity funds, As part of their expansion, they are looking to hire a Compliance Officer in their Singapore office, who will be responsible for various compliance, KYC/AML, risk and internal control duties.

Responsibilities:

  • Design, maintain and implement appropriate internal procedures
  • Review KYC files and risk assessments
  • Communicate any regulatory changes and advise other departments accordingly to ensure regulatory requirements are implemented in the day to day processes and controls
  • Perform compliance audits to ensure adherence to the AML Policies and Procedures and other Corporate policies and procedures
  • Conduct investigations, and when required, prepare suspicious activity reports and securities regulatory filings within mandated timelines
  • Advise the Investor Services, Legal and Business Development departments on any Compliance requirements and risk assessments
  • Advise clients on their Compliance obligations when necessary

Requirements:

  • Bachelor/Master's Degree in Accounting, Finance, Law, or any other related study
  • Min 3 years'  Compliance, risk, internal control or audit experience with a financial services provider
  • Knowledge of AML legislation in Asia (other jurisdictions are a plus)
  • CAMS or similar certification will be highly looked upon
  • Proactive, dynamic and able to work well in a team setting
Company Overview

Funds Partnership is a global boutique executive search firm specialising in the investment management industry. Due to our clients’ location and language-specific needs, Funds Partnership focuses on 6 core markets: Singapore, Hong Kong, China, Japan, India and Australia – all which have thriving fund ecosystems.

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