The client is an innovative and technology driven trading firm. The Compliance Officer would be responsible to cover day to day compliance needs, information finding, reporting, and educating trading teams.
Looking for candidates with 3 - 8 years of compliance experience in financial services preferably in regulated electronic trading platforms, market infrastructure, surveillance/monitoring, or post-trade process such as regulatory reporting.
An open attitude to continuously learn about and understand algorithmic trading systems, order behaviour, and trade surveillance is preferential. Any exposure/knowledge of programming and electronic trading systems would be a plus.
The suitable candidate should have strong written and verbal skills; who is comfortable in commicating with stakeholders, traders, developers, and external parties.