Compliance Officer Compliance Officer …

Prudence Asset Management Pte.Ltd.
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Prudence Asset Management Pte.Ltd.
in Singapore, Singapore, Singapore
Permanent, Full time
Be the first to apply
Prudence Asset Management Pte. Ltd., part of the Prudence Group, is now looking for candidates to join our Singapore office.

Group Introduction

Prudence Investment Management (Hong Kong) Limited, founded in 2008, is a leading investment management firm in Hong Kong which is licensed to carry out Type 9 (asset management) and Type 4 (advising on securities) regulated activities under the Securities and Futures Ordinance (SFO). The overall AUM of Prudence Group is USD 2 billion. Prudence’s principals have over 20 years’ institutional investment experience in the US and Asia and is supported by a team with strong market and industry background. Funds managed by Prudence have received multiple awards and nominations, such as Long-Term Performance Award, Best Asian Fixed Income Fund and Best Greater China Hedge Fund, from Eurekahedge and AsiaHedge.


Compliance Officer

Location:          Robinson Road, Singapore

Position:           Permanent



  1. Ensure the Company in compliance with all rules, regulations and restrictions required by MAS, including AML and KYC requirements for capital market licensed fund manager, servicing professional investors only;
  2. Conduct compliance monitoring and testing, including periodic internal reviews;
  3. Maintenance and implementation of Company’s compliance policies and procedures;
  4. Advising the business on compliance matters in connection with products, regulatory updates and provide periodic training to staffs;
  5. Managing interactions with the MAS and relevant regulators;
  6. Review legal documents, including fund prospectus, agreements and liaise with lawyers, consultants, etc.;
  7. Any adhoc projects assigned by the management from time to time.


  1. 2-5 years' direct experience in Financial Institutions, Asset Management firms, law firms or compliance consulting firms with sound knowledge of current regulatory environment and familiar with MAS rules/regulations;
  2. University degree, preferably in law, Finance, Accounting, or equivalent practical experience
  3. Experience with the compliance issues relating to Cayman or other offshore funds, exposure to regulations in another jurisdiction is preferable
  4. Strong interpersonal and communication skills, fluent in both English and Mandarin
  5. Self-motivated, responsible and fast paced work under pressure and meet tight deadlines


Additional Information and Application Method:

We offer competitive remuneration package: discretionary bonus, 5-days work week, paid annual leave, miscellaneous allowance, on job training and a stable harmonious working environment. 

For more information about the company, please refer to our website

Interested parties please send your resume in English and Chinese with expected salary and notice period to


Personal Information Collection Statement pertaining to Recruitment

All information received will be kept in strict confidence and only for employment-related purpose. The personal data collected will be used to assess your suitability to assume the job duties of the position for which you have applied and to determine preliminary remuneration, benefits package to be discussed with you subject to selection for the position. It is our policy to retain the personal data of unsuccessful applicants for future recruitment purposes for a period of two years.

Under the Personal Data (Privacy) Ordinance, you have a right to request access to, and to request correction of, your personal data in relation to your application. If you wish to exercise these rights, please complete the “Data Access Request Form” specified by the Privacy Commissioner for Personal Data and forward it to