Compliance Manager, Funds

  • Negotiable
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • McGregor Boyall Associates Pte Ltd (Singapore) , EA Licence No: 11S4330
  • 20 Apr 18 2018-04-20

Our client is a leading global investment management firm with regional operations based in Singapore. They are one of the world's largest asset management businesses and focus on both institutional and retail clients. They provide investment solutions across a range of asset class such as alternatives, equities, fixed-income, multi-asset and infrastructure. Approximate AUM is over USD200 billion.

Our client is looking for a compliance professional to join them within their investment monitoring and marketing team covering Singapore with the opportunity to take on regional responsibilities. The position is largely responsible for regulatory advisory, regulatory monitoring and surveillance as well as regulatory operations.

Major Responsibilities include:

  • Implement and monitor compliance with policies, procedures and standards in respect of fund distribution activities of the business
  • Review appropriateness of fund disclosure documents, and advertising or marketing materials
  • Provide compliance advice on regulatory requirements relating to outsourcing arrangements arising from existing or new activities, products or procedures.
  • Providing regulatory advice on advertisement through different media channels

The Candidate

To be successful in the role, the ideal candidate would have the following:

  • 3-6 years of relevant experience either within an Asset Management firm or within Audit covering the Asset Management space in a regulatory, compliance or audit capacity
  • You must have experience of the SFA, the fund management industry in particular investment monitoring, fund distribution practices. If you're familiar with marketing compliance best practices as well, that'd be a real bonus.

If you are interested in this position, please do apply for this position with your latest updated resume in MS Word format Prem John at For regulatory purposes, our registration numbers are (No: R1107347 | EA11S4330)

McGregor Boyall Associates Pte Ltd is an equal opportunity employer and do not discriminate based on race, religion, gender, age, sexuality, gender identification, or physical ability.

EA Licence No: 11S4330