Compliance Manager - Asset Management

  • Competitive
  • Singapore
  • Permanent, Full time
  • Recruit Legal , EA Licence No: 11C4078
  • 17 Nov 17 2017-11-17

Our client, a highly reputable Asset Manager is looking for a Compliance professional to join their team.

This is an excellent opportunity for compliance profrssionals to take on the full spectrum of compliance work for a CMS licensed fund manager

This person will be responsible for the following matters:

  • Liaison with Regulators on compliance related matters, including regulatory reporting and filing
  • Keep up to date with regulatory changes and assist with the review and update of compliance policies 
  • Conduct internal compliance monitoring and reviews
  • Conduct investment monitoring, trade surveillance activities
  • Ensuring compliance with MAS guidelines such as KYC/ AML/CFT notices

You should have

  • At least 5-7 years of compliance/ Audit experience for the financial services sector
  • Working knowledge of MAS regulations and guidelines
  • Strong interpersonal, communication and analytical skills

Interested candidates, please send your CV to

Daniel Yoong Jiarong

EA Personnel Registration Number: R1332481