Compliance Assurance VP Compliance Assurance VP …

in Singapore
Permanent, Full time
Last application, 12 Jun 21
in Singapore
Permanent, Full time
Last application, 12 Jun 21
Compliance Assurance VP
As a Barclays Compliance Assurance Manager, you will join an independent testing function within Compliance designed to assess potential conduct and reputational risks through the performance of business and thematic reviews. The Compliance Assurance team is primarily responsible in the firm for providing assurance on the effectiveness of conduct and reputational risk management through the review of relevant firm controls, culture and behaviors.

Barclays is one of the world's largest and most respected financial institutions, with 329 years of success, quality and innovation behind us. We offer careers that provide endless opportunity - helping millions of individuals and businesses thrive, and creating financial and digital solutions that the world now takes for granted.

What will you be doing?
  • Adopting Data Analytics to use logic and analytical skills in reviews while providing assurance and identifying issues
  • Leading reviews to ensure the team adhere to the Compliance Assurance methodology in the execution of reviews (planning, testing, and reporting)
  • Being fully accountable for working papers being completed timely and accurately, with clear and concise findings
  • Leading assurance activities that identify risk/control/outcome deficiencies of the upmost relevance, providing valuable insights and informed opinions
  • Preparing robust action plans designed to materially and sustainably mitigate the risks identified in the issue
  • Providing cultural leadership through recognising and valuing differences, e.g. through collaboration across diverse networks
  • Supporting staff with effective coaching and identifying development areas. Providing opportunities for staff to improve and showcase their skills
  • Keeping up to date on business developments, regulatory change, internal policies and Compliance objectives so that Compliance Assurance work remains relevant
What we are looking for:
  • Bachelor Degree or equivalent. Other professional qualifications are an advantage
  • Excellent investigative skills with the capability to identify key risks and areas of non-conformance with regulatory requirements, lack of controls and identify root cases
  • Experience of discussing contentious observations with management and recommending necessary actions
  • Effective line management to develop direct reports and support achievement of their career aspirations
Skills that will help you in the role:
  • Technical Compliance knowledge and the application of local regulatory or comparable rules and guidance in relation to relevant Barclays' Businesses
  • Prior experience in Compliance Advisory, Assurance, Front Office Controls Testing or Audit
  • Working knowledge or prior experience of working with an Automated Assurance team to increase the use of data driven testing and data analytics within reviews
  • Adaptable and ability to embrace change as team evolves to stay relevant to business model changes and need
Where will you be working?

Our office is located in Marina Bay Financial Centre, which has been carefully crafted into a "city in a garden". Overlooking the scenic skyline along the Marina Bay waterfront, the green spaces and rooftop terraces have been designed to optimise employee well-being. The centre provides an integrated live-work-play development, surrounded by shops, restaurants, gyms and an alfresco dining area. Our convenient office location means you're just a 5-minute walk from the nearest MRT station.

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