Compliance Associate / Manager

  • Negotiable
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Morgan McKinley Singapore , EA Licence No: 11C5502
  • 17 Apr 18 2018-04-17

My client is a foreign bank with strong compliance presence in APAC. They are seeking for a Compliance Monitoring and Testing associate to cover for the Global Markets business in APAC region.

Responsibilities

  • Develop monitoring methodology, policy, procedures and supporting materials
  • Create, maintain and annual review of risk-based compliance monitoring plan
  • Setup and implementation of surveillance and monitoring systems
  • Monitoring and surveillance of APAC global market business to assess compliance with relevant rules, regulations and internal policies
  • Carry out personal account dealing monitoring and annual declarations

Job Requirement

  • Degree qualified
  • Minimum 3 years of experience in compliance testing
  • Experience within global markets business across any asset classes
  • Candidates with audit background who had done compliance testing are welcomed to apply
  • Candidates from big four audit firms are welcomed to apply

If you are qualified and interested in this role, please send your latest CV in WORD format to hlee@morganmckinley.com.sg for a further confidential discussion.

Morgan McKinley, EA License No: 11C5502

Lee Boon Hou, Hagen, Registration No: R1870932