Compliance Associate Compliance Associate …

LMA Recruitment
in Singapore
Permanent, Full time
Last application, 27 Nov 21
SG$5K to SG$10K per month
LMA Recruitment
in Singapore
Permanent, Full time
Last application, 27 Nov 21
SG$5K to SG$10K per month
LMA Recruitment
Our client, a leading Global Private Equity Firm with strong APAC presence is looking for a Compliance Associate to join their Compliance Team in Singapore. You will be working closely with both their regional and global legal and compliance team on APAC regulatory compliance issues, in particularly MAS and SFC.

Responsibilities of the Role:

  • To review and approve Restricted List requests from Asia deal team members and assist to maintain the Restricted List.
  • To conduct email surveillance for APAC staff and assist in maintaining the company’s compliance system
  • To assist with APAC AML/KYC requests
  • To assist with applying for individual SFC and MAS regulatory licenses
  • To submit the SFC FRR filing to the SFC on a bi-annual basis.
  • To assist with any MAS regulatory filings and liaising with MAS as needed.

 

Requirements of the Role:

  • Bachelor’s degree and with 3-5 years’ (maximum) of relevant compliance experience  
  • Extensive knowledge in regulatory requirements applicable to the asset management/private equity industry (preferably in Asia and with SFC and MAS regulatory experience).
  • Prior experience in private equity, asset management or compliance consultancy firm is preferred.

 

Company Reg. No.: 201131609D | Licence No.: 11C4684 | EA Reg No: R2196467

Company Overview

Big enough to find the best.

Small enough to really know them.

It’s easy to get pompous about what we do. To name drop our global clients or wax lyrical about ‘pioneering psychometric testing’. But if you’re not careful, you lose sight of what’s really important; relationships and people.

Without relationships, you don’t truly understand the client, their business culture and who they really need. You miss the nuances of each candidate, the human behind the CV and what makes them tick. And the ‘right fit’ slowly starts to blister.

Since 1999, LMA has supplied great candidates to blue-chip businesses in London and Singapore. We draw on in-depth market intelligence and use industry-leading tools to search, screen and select. We have specialist consultants and a global network. And we’re professional beyond measure. 

But we never lose sight of what matters; how important the right people are to businesses, and the right careers are to people.

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