Compliance Analyst, Top Tier Investment Management  …

Aquis Search
in Singapore
Permanent, Full time
Last application, 23 Sep 20
Competitive
Aquis Search
in Singapore
Permanent, Full time
Last application, 23 Sep 20
Competitive
Our client is a reputable Investment Management company with investment platform in managing Long/ Short Equity. With an expanding international and regional presence, an exciting opportunity has arisen for a high-calibre Compliance professional to join the team based in Singapore.

Responsibilities

  • Review and draft licensing applications, regulatory filings, short position reporting and policies for Singapore 
  • Assist with compliance framework development and implementation - mainly in the areas of Code of Ethics and Insider Trading Programs 
  • Coordinate with different stakeholders on the relevant regulatory developments 
  • Provide compliance training to staff on regional regulations and firm policies 

Requirements

  • Bachelor degree or above, with GPA 3.0 or above
  • 2-4 years' compliance experience in asset management/ hedge fund/ securities regulators/ professional services firm 
  • Strong knowledge of Capital Markets Services License regime and associated rules, regulations and guidelines

 

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