Compliance Analyst (6 months contract)

  • SGD5000.00 - SGD6500.00 per month
  • Singapore Singapore Singapore SG
  • Temporary, Full time
  • Hays Banking Singapore , EA Licence No: 07C3924
  • 14 Mar 18 2018-03-14

Our client is a global financial services company is looking for a Compliance Analyst.

Your new company
Our client is a global financial services company is looking for an experienced Analyst to join their Legal and Compliance team. This role is based in Singapore.

Your new role
As part of this role, you will be responsible for the evaluation of investment guidelines compliance of various asset classes and working with the business to reconcile identified incidents. You will also be reviewing trade activity by ensuring fairness and appropriateness of transactions.

In your new role, you will be administering the compliance testing programme as well as training on policies and procedures. You will also assist in regulatory and licensing issues such as day-to-day regulatory queries and compilation and submission of returns and filings.

What you'll need to succeed
In order to be successful in this role, you should have 3-5 years of experience in compliance and investment management. Your experience in investment guidelines and derivatives will be highly beneficial to this role as would your knowledge of regulations.