Compliance Analyst

  • up to S$100,000
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • Aeon Search Consulting , EA Licence No: 08C2965
  • 20 Mar 18 2018-03-20

Reporting to the Head of Compliance APAC, you are responsible for compliance matters in Singapore and APAC.

  • Planning and execution of compliance and AML controls, monitoring and surveillance.
  • Ensure submission of suspicious transaction reports within deadline.
  • Advising on compliance related issues in relation to licensing, Anti Money Laundering and Know-Your-Customer, product development etc.
  • Dealing with regulatory and other official enquiries.
  • Perform reviews to ensure existing regulations are up to date
  • Participation in internal, external and regulatory audits.
  • Provide compliance training for staff.
  • Keep relevance Compliance procedures manuals up to date
  • Participate in APAC projects


  • Compliance experience, preferably from Capital Market Intermediaries
  • Good knowledge of applicable legislation such as SFA, FAA, AML and subsidiary regulation
  • Business-oriented approach to compliance
  • Highly motivated, analytical, independent, meticulous, organized and able to work and influence management and staff at all levels.
  • Competent in Microsoft Office, including Outlook, Word, Excel and PowerPoint

Interested applicants, pls send us your resume to