Compliance Advisory (Regulatory) Compliance Advisory (Regulatory) …

LMA Recruitment
in Singapore, Singapore, Singapore
Contract, Part time
Last application, 02 Apr 20
180k
LMA Recruitment
in Singapore, Singapore, Singapore
Contract, Part time
Last application, 02 Apr 20
180k
My client, a global bank, seeking for a compliance advsior to support Head, Regulatory Compliance in ensuring functional units are operating within prevailing laws, regulations and Group procedures

 

Job Responsibilties 

  • Responsible for ensuring the Bank is properly prepared for Regulatory inspections
  • Supporting Head, Regulatory Compliance, develop and maintain excellent relationships with regulatory bodies through the execution of a structured regulatory relationship plan.
  • Regulatory and Product Risk Management
  • Understanding of compliance risk management techniques and mitigation strategies
  • Product knowledge - knowledge of business areas and products and the relevant regulatory
  • Provides stakeholders with the advice to ensure that the Bank and its subsidiaries operate in accordance with relevant local requirements and standards of the regulatory system, Group standards.
  • Ensures product level compliance with laws and regulations and Group policies through a detailed understanding of local regulatory requirements and close coordination with Country Business Compliance Advisers and Group product specialists.
  • Sets and maintains standards of compliance risk management through an effective process of risk identification, assessment and mitigation.
  • Stakeholder Management - manage relationship with relevant government and regulatory stakeholders, to understand their concerns and influence them.
  • Proactively engage with stakeholders to ensure that the Country Compliance function’s objectives and priorities are aligned with business direction and that compliance risks are considered throughout the product
  • ​Governance Structure – Detailed knowledge of local compliance risk reporting and governance/ management structures, and the regulatory obligations of country management

Job Requirements

  • At least 10 years of experience in compilance and is comfortable with project work
  • Senior stakeholder management  would be an advantage 
  • Self-driven and independent
  • Experience in SME for Regulatory compliance and advising the project teams and business would be an advantage 
  • Assist with gap analysis, identify problems and putting process into place, get the documents to the regulators from regulatory compliance perspective

 

Company Reg No. :201131609D

EA Licence No. :11C4684

EA Reg No: R1980894

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