Associate Director, Head of Compliance and Governance APAC
The expanding business is in search of a Compliance Officer to join its Singapore office. In this newly created role, you will work with the APAC Head of Compliance, Global Chief Compliance Officer and the extended Compliance Team in running the global compliance program. You will also serve as an advisor on various compliance-related topics, with a primary focus on Fixed Income, Commodities, and FX.
Collaborate closely with management and business units to interpret intricate regulations pertaining to the firm’s trading activities in Fixed Income, Commodities, and FX.
Stay abreast of regulatory requirements and promptly communicate any changes to the management team.
Develop and maintain effective compliance strategies, implementing programs that align with these strategies.
Provide recommendations for enhancements to the global compliance framework as needed.
Manage the onboarding process for new joiners, including setting up compliance systems and conducting induction training.
Over 10 years of relevant compliance experience, and out of which more than 5 years in Compliance Advisory
Strong products knowledge, ideally within FICC
Strong communicator, proficiency in Mandarin and/or Cantonese would be ideal
Detailed oriented, able to multitask effectively and has strong project management skills
Excellent stakeholder management skills and able to thrive in a fast-paced environment