Compliance - Singapore Country Compliance Officer - AVP

  • Competitive
  • Singapore
  • Permanent, Full time
  • Deutsche Bank APAC
  • 19 Nov 17 2017-11-19

Compliance - Singapore Country Compliance Officer - AVP



Regulation, Compliance & Anti-Financial Crime

Regulation, Compliance and Anti-Financial Crime (AFC) protects the integrity and reputation of Deutsche Bank. It manages the Bank's risks and help to avert unintentional rule breaches and conflicts of interest. At the same time, we also advise the bank on ethical conduct and governance issues and keep the bank up to date on regulatory and political challenges.

Position Overview

Key Responsibilities:

Together with Business Line Compliance, Central Compliance Control and Risk Units, Compliance Controls Testing, Legal, Anti-Financial Crime and other risk functions, coordinating the management of material regulatory requirements, inter alia, through:

  • Advocacy/advisory of all regulatory compliance issues in relation to Deutsche Bank's activities, via internal compliance policies; procedures, communications, monitoring and training programmes
  • Keeping abreast of industry developments and emerging trends, the introduction of new products/services, as well as their implications from a regulatory / reputational perspectives (in coordination with Business Line Compliance);
  • Active participation in the Compliance Risk Assessment and development of a Compliance Country Annual Plan;
  • Promotion of risk Culture within the Bank;
  • Framework for tracking of all major / significant regulatory communication;
  • Framework for tracking of all major / significant legal and regulatory developments – in coordination with Country Management; and
  • Participate in ad hoc Compliance projects from time to time

Key Clients:
  • Internal: Business Lines and Infrastructure Groups (e.g. Finance, Risks, GTO, etc) in Singapore.

Skills and qualifications:
  • Preferred 4 - 8 years prior Compliance or similar experience within a Global Universal Bank

Knowledge:
  • Strong Compliance risk management experience, with good knowledge of local regulations/ laws
  • Good knowledge of Compliance topics and risk themes
  • Good command of spoken and written English
  • Preferred - Experience working for an international bank in a compliance position with capabilities to influence and facilitate decision making process
  • Team player and able to collaborate and communicate effectively with stakeholders across the 3 lines of defense.

Skills:
  • Proven problem solving and analytical skills
  • Collaborative and a team player
  • Effective communications skills
  • Good time management and work prioritization abilities
  • Excellent writing skills

Attributes/ Behaviors:
  • Able to work independently
  • Ability to liaise effectively and build “trusted adviser” relationship across various stakeholders
  • Attention to detail
  • Solutions driven and persistent in dealing with issues
  • Ability to deal with challenging situations


Deutsche Bank offers a challenging and rewarding career where your contribution is valued and rewarded. We have an inclusive and friendly working environment coupled with excellent facilities and benefits.

Deutsche Bank is an equal opportunity employer who seeks to recruit and appoint the best available person for a job regardless of marital status, sex (including pregnancy), age, religion, belief, race, nationality and ethnic or national origin, colour, sexual orientation or disability.