Client Documentation Manager | Private Banking

  • Negotiable
  • Singapore
  • Permanent, Full time
  • Argyll Scott Singapore Pte Ltd , EA Licence No: 11C3721
  • 17 Sep 18

Opportunity to join a well established Private Bank in Asia; Team Lead role managing team of 5-6 CDD officers; participate in bank's change management projects to improve processes and reduce redundancy.

Responsibilities:

  • Ensure strong controls on accuracy & quality of client documentation and data validation in the CRM system.
  • Advise Front Office on queries related to account opening and maintenance
  • Stay relevant with the latest regulatory, policy and procedural requirements
  • Initiate discussion to improve documentation procedures and ensure procedures are updated on a timely basis according to regulatory requirement
  • Review customer identification files and ensure all accounts satisfy the required standards before onboarding and for ad hoc client account maintenance.
  • Escalate high risk matters or regulatory questions to the Financial Crime Compliance team
  • Provide support for any regulatory related, audit, review requirements
  • To prepare and conduct training on account opening and maintenance processes as required
  • Deliver continuous process improvements, in view of the changing operating and regulatory environment

Requirements:

  • Good years of working experience in a Private Bank; with passion in team management & developing talents
  • Strong knowledge of client documentation & KYC requirements for onboarding & periodic review
  • Experienced in regulatory implementation projects; i.e. CRS, FATCA
  • Manage queries from relationship managers and collaborate with front office to ensure efficiency
  • Ability to drive initiatives & motivate staff
  • Excellent communication & stakeholder management skills

Next Step

Interested candidates please send in your resume to jchee@argyllscott.sg

All shortlisted candidates would be notified

Argyll Scott Asia is acting as an Employment Agency in relation to this vacancy.