Business Risk Specialist - Contract Business Risk Specialist - Contract …

Hays Malaysia
in Singapore
Contract, Full time
Last application, 18 Jun 21
-
Hays Malaysia
in Singapore
Contract, Full time
Last application, 18 Jun 21
-
Posted by:
Samantha Kok • Recruiter
Hays Malaysia
Posted by:
Samantha Kok
Recruiter
Business Risk Specialist Job Opportunity with a Top Tier Investment Bank.

Your new company
Client is a top tier investment bank, located in Singapore. They are currently expanding their business and looking for a Business Risk Specialist to join their fast and moving team.

Your new role
You’ll be working in Front Line Support (FLS) team locally report into the Wealth Management APAC Business Risk Organization (BRO) team. As 1st Line of Defense in the Control Framework structure, we execute Controls checks (ex-post) on our Origination Units.
We are looking for a high caliber individual with these qualities to assist the following:

  • To perform control reviews in order to assess cases which do not meet the Investment Suitability disclosure requirement
  • Reviews will be time critical and required to be performed in line with a newly agreed control review methodology which includes review of front office communications with clients, including (i) detailed email review, (ii) detailed review of internal contact notes / call reports, and (iii) if required, tape listening. Other review methods may be deployed and may be pre-agreed with supervisor
  • To carefully document the review approach, comprehensively document the review findings and provide a final assessment / conclusion for cases requiring discussion or escalation
  • Become a subject matter expert ('SME') on the control, giving considered feedback on how the control is operating and if and how over time it may be improved
  • A strong team player, positive attitude and
  • Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.

What you'll need to succeed

  • Fresh graduate from banking/finance education or internship background
  • Some knowledge or background in risk, controls, investigations, compliance, audit and/or legal would be an added advantage
  • Good knowledge of wealth management financial products and services
Company Overview

We are Hays, the leading global experts in qualified, professional and skilled recruitment. The 11,000 people we employ around the world partner with clients and candidates to power the world of work.
Every day our expert consultants help thousands of candidates find their next role, and they also help clients reshape workforces and deal with talent shortages. Last year we placed 77,000 people in permanent jobs and 244,000 people into temporary roles.

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