BU Compliance Mgr, AVP

  • Market Rate
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • State Street
  • 22 Apr 18 2018-04-22

State Street * As Business Unit Compliance Manager for AIS and Sector Solution in South East Asia, responsible to manage the design and execution of aligned Compliance Oversight Program; * Keep track of applicable regulatory requirements to aligned business and guide and oversight business/FLOD gap analysis; * Advisory to aligned business with

State Street

  • As Business Unit Compliance Manager for AIS and Sector Solution in South East Asia, responsible to manage the design and execution of aligned Compliance Oversight Program;

  • Keep track of applicable regulatory requirements to aligned business and guide and oversight business/FLOD gap analysis;

  • Advisory to aligned business with regulatory requirements, State Street Corporate Compliance Policy and Procedures; Advisory compliance requirement on new product or service development, new corporate project initiatives and assess associated compliance risks;

  • Produce compliance management report for local governance committee and Corporate/APAC Compliance;

  • Provide compliance training to aligned business and promote a compliance culture;

  • Proactively engagement with other function units within Compliance, e.g. Risk Monitoring Team, Ethics, Privacy, AML etc. and other Control functions, e.g. FLOD, ERM, Audit.

  • Proactively identify and escalate any issues and weakness in aligned business unit control environment

  • Bachelor degree and above;

  • At least 8 years related working experiences, preferred in financial institutions (banking, Fund or Security firm) Legal Counsel, Compliance, Risk or Audit. etc.

  • Demonstrated good communication and organization skills

  • Demonstrated project management skills

  • Demonstrated analytical and problem solving skills