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Associate Vice President, Compliance - Fund Services

FP Global Singapore
Posted 1 day ago Permanent Competitive
L
Posted by
Lyn Thum
APAC Associate Director
A leading financial services firm is seeking a highly skilled and experienced Associate Vice President Compliance to join their Fund Services team in Singapore. This is an exciting opportunity to play a pivotal role in ensuring regulatory compliance within the fund services busines

Responsibilities:

  • Oversee and ensure compliance with all applicable laws, regulations, and directives within the Fund Services business line.
  • Stay up-to-date with local laws and regulations, and implement necessary measures to ensure ongoing compliance.
  • Support and contribute to various compliance projects and initiatives.
  • Provide expert compliance advisory support, addressing queries and concerns related to compliance matters.
  • Develop and maintain a robust risk assessment framework for Fund Services, ensuring it remains current and effective.
  • Implement and monitor the Financial Crime Prevention program, covering areas such as Anti-Money Laundering, Anti-Fraud, Anti-Bribery & Corruption, and market abuse/insider trading.
  • Conduct regular monitoring and testing activities based on compliance risk assessments.
  • Collaborate with relevant regulatory bodies, acting as a primary point of contact for their inquiries and requests.
  • Assist in the evaluation and compliance assessment of new products and services introduced by the Fund Services team.
  • Coordinate and facilitate internal and external audits, as well as regulatory audits.
  • Prepare and submit timely and accurate regulatory reports as required.
  • Generate reports for committees, providing insights and recommendations based on compliance mandates and terms of references.
  • Represent the compliance function in internal committees, industry forums, and when interacting with external stakeholders.
  • Design and deliver comprehensive compliance training programs for Fund Services staff.

 

Requirements:

  • Possess a minimum of 10 years of experience in risk management and compliance, preferably within the financial services, banking, or financial market infrastructure sectors.
  • In-depth knowledge and understanding of regulatory requirements in Singapore and Hong Kong, particularly in the field of fund services.
  • Proven track record in aligning compliance frameworks with the evolving regulatory landscape in Singapore and Hong Kong.
  • Exceptional analytical and problem-solving skills, coupled with the ability to propose practical and cost-effective solutions.
  • Excellent written and verbal communication skills in English; fluency in other languages is an advantage.
  • Hold a university degree in business, economics, law, or a related field.
  • Familiarity with the licensing application process and experience in engaging with regulators on licensing matters.
  • Self-driven and able to work independently on complex compliance matters and projects.
  • Strong team player, capable of collaborating effectively within an international and diverse team.

 

To apply for this position, please submit your resume to lyn@fundspartnership.com, highlighting your relevant experience and expressing your interest in the role.

 

Please note that all applications will be treated with the utmost confidentiality. Only shortlisted candidates will be contacted. Thank you for your understanding

 

ABOUT COMPANY
Singapore
15 Employees Asset Management

Funds Partnership is a global boutique executive search firm specialising in the investment management industry. Due to our clients’ location and language-specific needs, Funds Partnership focuses on 6 core markets: Singapore, Hong Kong, China, Japan, India and Australia – all which have thriving fund ecosystems.

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