Associate Director - Compliance Associate Director - Compliance …

Aptitude Asia
in Singapore
Permanent, Full time
Last application, 25 Jan 22
8000
Aptitude Asia
in Singapore
Permanent, Full time
Last application, 25 Jan 22
8000
Posted by:
Duncan Tang • Recruiter
Posted by:
Duncan Tang
Recruiter
Our client is a Global Compliance Solution companies, specializing in providing regulatory and compliance consulting services to financial institutions in Singapore. You will be joining a growing team to learn, to develop, and eventually to manage your own portfolio of clients and provide a full spectrum of compliance services from start to end.

RESPONSIBILITIES

  • Work closely with Compliance Director to manage clients who would like to be regulated by MAS and assist in licensing and registration applications. 
  • Assisting in managing a team of consultants to drive service excellence.
  • Implementing check and balance processes, as well as corporate governance standards depending on the client type, strategy, and aims of the regulated entity
  • Day-to-day support in the development, implementation, and maintenance of client’s compliance programs
  • Continuously monitor relevant regulatory changes and assist clients in developing updated compliance policies and procedures 
  • Communicate and liaise with MAS and other regulatory body
  • Prepare and submit annual, quarterly regulatory filings and annual compliance reviews

 

REQUIREMENTS

  • Ideally 5-8 years of regulatory compliance experience within a regulator, a regulated firm, or a consultancy setting.
  • Experience dealing with the MAS regulations, in particular the Securities and Futures Act
  • Experience with building policies and procedures around different business models
  • Good understanding of the financial services industry, preferably the asset management industry
  • Team player, Self-motivated and ambitious

 

*Even if you don’t fulfil all the requirements on the job description, we still encourage you to apply first, we might have other roles for you in the future.

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