Associate/Senior Associate, Regulatory Compliance and Advisory (Catalist Sponsorship) Associate/Senior Associate, Regulatory Compliance  …

SAC Capital Private Limited
in Singapore
Permanent, Full time
Last application, 17 Jun 21
Competitive
SAC Capital Private Limited
in Singapore
Permanent, Full time
Last application, 17 Jun 21
Competitive
Posted by:
Connie Chai • Recruiter
Posted by:
Connie Chai
Recruiter
The individual will be part of a growing and dynamic team managing a portfolio of client companies listed on the Catalist Board of the Singapore Exchange. The primary responsibility of the individual will be to advise on regulatory compliance and good corporate governance for listed companies. Individuals will have the opportunity to work with Singapore’s leading businesses and be part of a firm supporting the growth and development of small-medium enterprises in the region.

Key Responsibilities:

  • Provide support in managing a portfolio of client companies listed on the Catalist Board of the Singapore Exchange
  • Provide necessary advice for listed companies’ directors and management on continuing listing obligations and corporate governance matters
  • Maintain an excellent relationship with the regulators through close and regular dialogues to drive resolution of issues
  • Conduct compliance review of corporate actions carried out by clients, including shareholder circulars, public announcements and press releases
  • Drive regulatory applications/notifications to clients and stakeholders and addressing regulators’ queries and requests in a satisfactorily and timely manner
  • Carry out ad-hoc tasks/projects as requested by the immediate team leader
  • Prepare/maintain documentation, compliance papers for internal committee approvals and application/consultation letters to the Singapore Exchange
  • Provide training on relevant listing rules and regulatory matters to stakeholders
  • Monitor daily share price and media reports of clients

 

Key Requirements:

  • Degree/Diploma in Accountancy/Business/Finance and/or up to three (3) years of relevant working experience
  • Able to understand and analyse financial statements
  • Self-motivated, responsible, meticulous, strong analytical ability and project management skills, able to work independently and a good team player
  • Able to communicate effectively with clients, regulators and other professionals such as lawyers, auditors, financial advisors and valuers
  • Excellent written and verbal proficiency in English and Mandarin
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