AVP / VP Global Markets Compliance Advisory

  • Negotiable
  • Singapore
  • Permanent, Full time
  • Morgan McKinley Singapore , EA Licence No: 11C5502
  • 12 Feb 18 2018-02-12

You will be responsible for regulatory compliance oversight and the provision of advice to global markets business in Singapore and will also support APAC Compliance team. You will also ensure that compliance obligations are met by fostering relationships with regulatory authorities and partnering with business line management and support functions in Singapore and APAC.

You will be responsible for:

  • Keeping abreast of relevant Singapore legislation and regulatory developments and support colleagues across APAC on the provision of regulatory advice in relation to product
  • Creation and/or maintenance of product compliance policies, procedures and processes to reflect regulatory and internal requirements
  • Provide effective and coordinated compliance advice and assistance to the Singapore and wider APAC businesses on best practice, regulatory requirements, internal policies, procedures and processes
  • Lead the creation and delivery of appropriate compliance training

Job Requirement

  • Degree qualified
  • Minimum 8 years of experience in global banking compliance
  • Advanced knowledge and understanding of securities/banking rules, regulations, by-laws, policies and procedures
  • Knowledge of global markets products and trading practices
  • Ideally able to cover for fixed income, equity and prime brokerage
  • Singapore citizenship

For a confidential discussion, do reach out to Hagen (EA Registration No. R1870932) at 6818 3140 or Paul (EA Registration No. R1110469) at 6818 3141.