Banking and Finance Recruiter
Our client within Private Wealth is looking for Legal and Compliance talent.
Responsibilities
- Working closely with business unit management to provide counsel, advice and support to the business on compliance related areas
- Provide advisory services on transactional issues, for existing and new business initiatives and products
- Manage on-going regulatory matters
- Generate Compliance Rule, policies and procedures and related internal rules, or revise company existing Compliance Rule in line with Head Office policies and procedures.
- To assist Head of Legal and Compliance to adhere and be in compliance with local regulation and Group directives.
- Key focus on managing periodic KYC for existing clients
- Provide constructive advice and proposals to Business side and Management in order to improve effectiveness and efficiency of business on perspective of Compliance, and activate those practically.
- Maintain continuous and regular communication with our Head office and other group offices and make sure to maintain unified understanding and opinion for all businesses on legal and compliance perspectives.
- Support to make necessary documents of various agreements and contracts for all businesses.
Requirements
- Bachelor's degree in any discipline
- Relevant working experiences in regulatory compliance within securities brokerage/ private bank/ wealth management
- Familiar with Securities & Futures Act, Financial Advisers Act and MAS Notices and Guidelines
- Strong communication and interpersonal skills
For interested parties, please send resume to grace.chuah@persolsg.com
We regret that only shortlisted candidates will be notified
Capita Pte Ltd | EA Licence No 08C2893 | RCB No. 200701282M
Grace Chuah Chia Wen | EA Registration No : R1876066
