AVP, Investment Compliance – Asset Management

  • Competitive
  • Singapore
  • Permanent, Full time
  • Kerry Consulting Pte Ltd , EA Licence No: 16S8060
  • 16 Jan 18 2018-01-16

Our client is an Investment Management company with a regional presence. They are currently looking for an AVP Investment Compliance to add to their Investment Compliance team. Reporting into the Head of Investment Compliance, they will work closely in a team to review and monitor the investment transactions on a wide variety of accounts and financial products.

 Key responsibilities of the role include: 

  • Run daily (pre/post) trade monitoring of compliance in accordance to investment guidelines, alongside with other periodic manual monitoring when required.
  • Supporting the Compliance manager in preparation of necessary reports for regulatory and management reporting.
  • Supporting the Compliance manager to keep the Investment Compliance guidebook and other policies up to date to regulatory changes.

 

The successful candidate will be degree qualified with 4 to 7 years experience in a compliance monitoring position (ideally investment compliance). To be well-versed with the SFA and MAS guidelines will be an added advantage. You will also possess excellent communication and interpersonal skills, being a team player whilst able to work independently. 


To apply, please submit your resume to Melisa Tan at mt@kerryconsulting.com, quoting the job title and ref no. MT13281. 

Registration No: R1548039


Type of Work: Permanent

Region: Singapore

Licence No: 16S8060