AVP, Investment Compliance – Asset Management
- Permanent, Full time
- Kerry Consulting Pte Ltd , EA Licence No: 16S8060
- 16 Jan 18 2018-01-16
Our client is an Investment Management company with a regional presence. They are currently looking for an AVP Investment Compliance to add to their Investment Compliance team. Reporting into the Head of Investment Compliance, they will work closely in a team to review and monitor the investment transactions on a wide variety of accounts and financial products.
Key responsibilities of the role include:
- Run daily (pre/post) trade monitoring of compliance in accordance to investment guidelines, alongside with other periodic manual monitoring when required.
- Supporting the Compliance manager in preparation of necessary reports for regulatory and management reporting.
- Supporting the Compliance manager to keep the Investment Compliance guidebook and other policies up to date to regulatory changes.
The successful candidate will be degree qualified with 4 to 7 years experience in a compliance monitoring position (ideally investment compliance). To be well-versed with the SFA and MAS guidelines will be an added advantage. You will also possess excellent communication and interpersonal skills, being a team player whilst able to work independently.
To apply, please submit your resume to Melisa Tan at email@example.com, quoting the job title and ref no. MT13281.
Registration No: R1548039
Type of Work: Permanent
Licence No: 16S8060