AVP, Compliance

  • Attractive
  • Singapore Singapore Singapore SG
  • Permanent, Full time
  • GIC Private Limited
  • 24 Apr 18 2018-04-24

The Legal and Compliance Department (LCD) manages the legal, regulatory and compliance risks of GIC. LCD partners with the business to ensure that such issues and risks are dealt with in a considered and timely manner. In the course of your work, you can expect to work with top international and local law firms. We are looking for a suitable candidate to join our Code of Ethics & Compliance Controls team as an Assistant Vice President.

Responsibilities
•Advise on and work with stakeholders to manage a broad spectrum of regulatory and compliance risk issues relating to policies in GIC’s Compliance Manual and Code of Ethics such as: information barrier, financial crime compliance, conflicts of interest, gifts and entertainment, external activities and personal investments of GIC employees.
•Monitor and keep abreast of global regulatory developments and industry practices, and assess impact on the business and compliance policies.
•Perform periodic reviews of compliance policies and controls to ensure that they remain robust and in line with regulatory standards and industry best practices. 
•Perform controls to ensure adherence to GIC’s Compliance policies, including the due diligence and risk assessment of relevant investment / business counterparties of GIC, and controls to maintain the robustness of the Chinese Wall in GIC.
•Perform monitoring and surveillance as required under the relevant compliance policies and/or Code of Ethics and address violations.
•Conduct Compliance training on an ongoing basis to educate staff on the relevant regulatory developments and compliance policies and procedures. 
•Collaborate with business units and other risk and control departments to address compliance issues and engender a culture of compliance within the business.

 

Requirements
•Degree qualified, preferably in Accounting, Business, Finance or related discipline.
•At least 5-8 years’ of relevant compliance experience in the financial services industry.
•Strong analytical skills and clear thought process abilities.  Diligent with attention to details.
•Good working knowledge of the investment management industry and/or financial products and financial market processes.
•A proactive and highly-motivated person who is able to work both independently and as a member of the team.
•Good written and oral communication and interpersonal skills.