APAC FLDS Controls Center #109379

  • Competitive
  • Singapore
  • Permanent, Full time
  • Credit Suisse Asia
  • 18 Feb 18 2018-02-18

APAC FLDS Controls Center #109379

We Offer

  • Control Center manages risks within Private Banking APAC by performing key controls on post transactions. Key controls includes monitoring of none-to-sell transactions, surcharge review and monitoring, tracking of signed product flash and relationship grouping etc as anti-fraud measures.
  • Control Center provides regular communication to senior management to provide status updates and to highlight any material non-compliances cases.
  • You would be required to perform daily control tasks, partnering with Client Facing Employees, Front Office Management and other key stakeholders (e.g. Compliance, APAC and Location FLDS etc.) and acting as a control and review subject matter expert on various topics (such as Investment Suitability, Know-Your-Customer ('KYC') Anti-Money Laundering/Counter-Terrorist Financing ('AML/CTF'), Anti-Fraud, Surcharge etc.).
  • You will be able to independently perform, investigate and follow up on issues. If necessary, escalate to senior stakeholders.
  • You ensure that control results are being reported and shared with all relevant stakeholders, where the gaps/issues identified are being escalated on a timely basis.
  • Where gaps have been identified, you would provide suggestions on how they can be closed. Where areas of improvements have been identified, you would provide suggestions such as streamlining the existing controls for possible increased efficiency.
  • You ensure that control and review results are being validated and tracked on an ongoing basis.
  • You would be required to participate in change enhancement initiative, from requirement gathering to participation in User Acceptance Training.
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You Offer
  1. Fast learner with at least 3 - 5 years of experience in a risk/control or related function in the Financial Industry
  2. Confident personality with experience in handling business and operational risk issues and control matters
  3. Team player and a positive can-do attitude
  4. Attention to details for producing accurate and precise control results
  5. Has initiative to identify areas of improvements and gaps
  6. Good client and service orientation, enthusiasm and flair to deal with various personality types
  7. Effective communication and stakeholder-management skills, particularly in the ability to liaise with senior Front Office as well as other key stakeholders
  8. Ability to work independently with minimal supervision, and to excel under pressure for meeting any tight deadlines
  9. Good organizational and time management skills, including the ability to prioritize tasks
  10. Front-to-Back banking process knowledge
  11. Private Banking background and experience