AD, Trade Surveillance | Private Bank
- Permanent, Full time
- Kerry Consulting Pte Ltd , EA Licence No: 16S8060
- 14 Jan 18 2018-01-14
Our client is a Global Bank with a strong footprint across Asia Pacific, offering products and services in Corporate and Institutional Banking, Wealth among others. They are currently looking to hire a Compliance professional in the area of Trade Surveillance to support the Private Bank business.
Responsibilities of the role include:
- Conducting surveillance and performing ad-hoc investigations.
- Handle and facilitate all queries regarding post-surveillance.
- Be able to hold effective relationships across functions (i.e. Front Office) and support in liaisons.
The successful candidate will be degree qualified with at least 7 years of relevant experience in surveillance within the private banking industry.
Relevant regulatory knowledge (MAS, SFA, FAA etc.) will be highly advantageous. Strong interpersonal attributes and communications will be necessary to interact and work closely with the business stakeholders in the company.
To apply, please submit your resume to Melisa Tan at firstname.lastname@example.org, quoting the job title and ref no. MT13075.
Registration No: R1548039
Type of Work: Permanent
Licence No: 16S8060