• Competitive
  • Kraków, Malopolskie, Poland
  • Permanent, Full time
  • IG Group
  • 2019-06-18

Compliance Assurance Analyst with German

  • Kraków, Malopolskie, Poland
  • Full time
  • 18 Jun 19

IG empowers informed, decisive, adventurous people to access opportunities in over 15,000 financial markets. With a strong focus on innovation and technology, the company puts client needs at the heart of everything it does.

IG’s vision is to be a global leader in retail trading and investments. Established in 1974 as the world’s first financial spread betting firm, it continued leading the way by launching the world’s first online and iPhone trading services.

IG is now an award-winning, multi-platform trading company, the world’s No.1 provider of CFDs* and a global leader in forex. It provides leveraged services with the option of limited-risk guarantees, and offers an execution-only share dealing service in the UK, Australia, Germany, France, Ireland, Austria and the Netherlands. IG has recently launched a range of affordable, fully managed investment portfolios, to provide a comprehensive offering to investors and active traders.

It is a member of the FTSE 250, with offices across Europe, including a Swiss bank, Africa, Asia-Pacific, the Middle East and the US, where it offers on-exchange limited risk derivatives via the Nadex brand.

*Based on revenue excluding FX (from published financial statements, October 2016)

Compliance Assurance Analyst with German

Job Title
Compliance Assurance Analyst with German

Job Description

We are looking for a Compliance Analyst to join our Global Compliance Assurance Team. Reporting directly to one of our two Compliance Team Leaders, you will be involved in all areas of Compliance across the business, but primarily focussing on:-
  • Analysing and reporting on Market Abuse referrals received from the front office and those Market Abuse issues proactively found through compliance monitoring;
  • Analysing and reporting on Anti-Money Laundering and Counter-Terrorism Financing suspicious transaction alerts.
  • Bribery and corruption oversight to ensure compliance with global policy on Gifts and Hospitality
  • Compliance monitoring of various business lines/ functions, evaluation of findings and follow up for recommendations for change
  • Oversight of the IG PA dealing reporting system;
  • Monitoring the Group's compliance with relevant regulatory obligations.
  • Generally assisting business operations by responding to day to day queries and assisting in the development and implementation of necessary ad hoc business changes whether regulatory or business driven.


Additional activities may include:-
  • Preparing responses to regulatory requests from BaFin and other regulators or law enforcement agencies
  • Preparing independent compliance responses to complaints and dealing with the Financial Ombudsman Service;
  • Preparation of draft firm wide compliance policies, procedures and the enhancement of compliance systems;
  • Generally assisting business operations by responding to day to day queries and assisting in the development and implementation of necessary ad hoc business changes whether regulatory or business driven;
  • Approving Financial Promotions across the IG Group


This is a diverse, hands-on role and an opportunity to enjoy excellent developmental progression. The successful candidate will have a considered, diplomatic approach with excellent relationship and communication skills.

Attention to detail is key and it is also important that you have a diligent, organised and flexible approach to work. You should also have either prior compliance experience or specific product knowledge pertaining to IG's products and systems.

Fluency in English and German is an essential requirement.

Number of openings
1