Trading Compliance Manager Trading Compliance Manager …

Barclay Simpson
in Amsterdam, Noord-Holland, Netherlands
Permanent, Full time
Be the first to apply
€ excellent
Barclay Simpson
in Amsterdam, Noord-Holland, Netherlands
Permanent, Full time
Be the first to apply
€ excellent
Posted by:
Ben Carter-Fraser • Recruiter
Barclay Simpson
Posted by:
Ben Carter-Fraser
Recruiter
Our client is a well-respected international broker with a growing market reputation as a successful, innovative and employee-driven brand. The firm has a strong governance culture and they are seeking a Trade Compliance Manager.

Responsibilities:

  • Manage a team of experience compliance professionals
  • Manage the regulatory reporting and compliance market surveillance processes and controls
  • Ensure all trade compliance regulatory requirements are met
  • Working with the Head of Compliance to ensure companywide compliance policies and procedures are fit for purpose
  • Work with the front office to ensure trading strategies meet compliance needs
  • Use a data driven approach to monitor changing behaviours within the trading teams and adapt policies and reporting accordingly
  • Maintain an expert level of understanding current and upcoming regulations

Experience required:

  • Extensive compliance experience gained within a financial services environment
  • Working experience of trading regulations such as MIFID II
  • Fluent English skills are required, Dutch language skills are not essential
  • Coding skills such as Python and VBA are advantageous
  • Candidates can relocate to Amsterdam for this role but would need to have an existing right to work in The Netherlands, visa sponsorship is not available for this role
Barclay Simpson logo
More Jobs Like This
See more jobs
Close
Loading...
Loading...