General Compliance – Compliance Testing
- Responsible for the planning, execution, maintenance and conclusion stages of the compliance testing methodology and related compliance review, including:
- To perform risk assessment framework for compliance review;
- To design review plan for compliance testing;
- To design or leverage on existing KRIs;
- To set thresholds for the KRIs;
- To administer questionnaires to the DCOs;
- To maintain central log of all KRIs;
- To validate the relevance of KRIs at regular intervals;
- To decide on customizing the questions for the business groups;
- To prepare compliance testing reports;
- To perform exit meeting and wrap up the compliance testing review; and
- To follow up on the action plans.
- To relief the compliance officers from the RCU team from time to time, when required.
Qualifications - Professional qualification or university degree
- Minimum 5 years working experience in banking, external auditing or consulting in financial services sector
- Leadership and Project Management Skill
- Good interpersonal and communication skills
- Good knowledge of Microsoft software applications such as Microsoft Project, Excel, PowerPoint, Word
- Prior working experience as Compliance Officer or internal auditor in banking is a definite advantage
