Executive, FCC Regulatory Liaison Executive, FCC Regulatory Liaison …

Hong Leong Bank Berhad
in Kuala Lumpur, Kuala Lumpur, Malaysia
Permanent, Full time
Be the first to apply
Competitive
Hong Leong Bank Berhad
in Kuala Lumpur, Kuala Lumpur, Malaysia
Permanent, Full time
Be the first to apply
Competitive
Executive, FCC Regulatory Liaison
*For internal staff please apply internal transfer via HRMS ( https://myhrms.hlbank.my ) with the information below:
JR number: (fill in the JR number attached with the job posting)
Location Code: MYMHL10000
Department Code: MY10006374
Designation Code: EFCCR



Job Purpose Summary:


Attending all Order/Requests by Regulators/Law Enforcement Agencies.

Key Responsibilities and Accountabilities:

  • Respond to request for more information by the Financial Intelligence & Enforcement Department and/or other law enforcement agencies.
  • Ensure that freeze, seizure or forfeiture orders are attended to on prompt basis.
  • Liaise with the relevant units and/or branches/centres to ensure that all document requests are being attended to within deadline imposed by regulators/law enforcement agencies.
  • Review the information/documents provided by the units and/or branches/centres to ensure accuracy of information/documents prior to its submission to the law enforcement agencies
  • Prompt updating of the LEA register.
  • Assist to review the accounts for suspicious transactions (STR) and escalate to the STR team.
  • Ensure that customer's information are only disclosed to the authorised person or investigation officer from the law enforcement agencies as per the Order.
  • Conduct name screening on sanction listing.
  • Take up any other related tasks as and when requested.


Education/Qualification:
  • Bachelor's Degree in Business Administration
  • Advanced Certification in AML/CFT (Preferred)

Experience:
  • Exposure to the areas of risk assessment, bank operations and AML/CFT management.
  • Minimum of 2 years' experience in a banking and financial Institution with specialization in AML/CFT or compliance.
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