Compliance Manager

  • Competitive
  • Kuala Lumpur, Malaysia
  • Permanent, Full time
  • OCBC Bank (Malaysia) Berhad
  • 18 Jan 18 2018-01-18

Compliance Manager

  •  Assist in compliance and regulatory reporting
  •  Review the CDD & ECDD reports from sales according to AML/CFT requirements
  •  Assist and guide sales staff in terms of operating guidelines, procedures, policies and regulatory requirements
  •  Train new recruits on operating guidelines, procedures, compliance and regulatory matters
  •  Monitor and manage defects such as for account opening and loans
  •  Assist in Complaints Management to ensure follow-up actions by Resolution owner
  •  Tracking and monitoring of Loss Event
  •  Supports all other matters relating to regulatory, bank and departmental policies and procedures


Qualifications
  •  Degree, diploma or equivalent
  •  Minimum 3 years' banking experience, preferably in credit or operations.
  • Customer-fronting staff with background in compliance would also be considered.
  •  Strong analytical and reasoning skills
  •  Aptitude for accuracy and attention to details
  •  Familiar with OCBC Bank's system and structure
  •  High integrity and practices OCBC core values
  •  Good inter-personal and communication skills
  •  Able to work independently as well as a team player
  •  Committed to service excellence and quality in area of work