Regulatory and Marketing Compliance Consultant / Senior Consultant (m/f) - Job based in Luxembourg

Our Regulatory Intelligence & Services (RIS) team combines in-depth industry knowledge with technical expertise in the investment fund industry to proactively provide our clients with cutting edge compliance and regulatory services.

We cover various areas of regulatory compliance and respond to clients’ questions on topics such as:

  • Business Compliance: interpretation of laws and regulations applicable typically to management companies, administrators, distributors and fund managers
  • Marketing Compliance: reviews of marketing materials, which support promotional activities of a fund and ensure their compliance with EU and/or local regulations, as appropriate
  • Investment Compliance: review of eligibility of assets, their categorisation and the investment restrictions that apply to them in accordance with Luxembourg law
  • Support to cross-border disribution of funds (identification, interpretation and monitoring of rules to market a fund worldwide)

You take pride in and are an expert at:

  • Advising clients on the impacts of regulatory developments on their activities
  • Developing a strong understanding of the local rules and challenges related to the distribution and the marketing of foreign funds (UCITS and AIFs) on a cross border basis
  • Contributing to the continuous maintenance and development of the department’s regulatory database
  • Assisting on projects and coordinating assistance to clients in the interpretation of the local regulations applicable to foreign UCITS and AIFs marketed in multiple host jurisdictions
  • Maintaining excellent relationships with existing clients as well as developing new relationships with asset managers

To fit in the role, you also:

  • Hold a Master’s degree in law, economics or business administration
  • Demonstrate a good knowledge of EU regulations on investment funds and Asset Management environment
  • A previous experience of at least 2 years in the investment fund industry is an asset
  • Are a strong team player but also able to work autonomously
  • Are flexible and able to work with tight deadlines
  • Have experience in project management of regulatory changes
  • Show excellent analytical, interpersonal and communication skills
  • Are fluent in English – any other language is an advantage  

We want to hear from you! Join us and…

  • Work alongside recognized experts in a knowledge-sharing environment
  • Enjoy and promote diversity in our multicultural company
  • Team up with dynamic young professionals within a challenging and constantly evolving environment
  • Expand your network in the Luxembourgish and international market

What impact will you make?

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