AML / KYC Agent (Real Estate/Private Equity) Luxembourg AML / KYC Agent (Real Estate/Private Equity)  …

Skillfinder International
in Luxembourg
Contract, Full time
Last application, 17 Sep 21
negotiable
Skillfinder International
in Luxembourg
Contract, Full time
Last application, 17 Sep 21
negotiable
Posted by:
Lorraine Bateman • Recruiter
Posted by:
Lorraine Bateman
Recruiter

Role:- Conducts reviews of client documentation/information obtained by client contacts within the business units. Ensures that information obtained is consistent with company Policy and Procedures and satisfies regulatory requirements.


Key Accountabilities:
- Assist in management, maintenance, and review of appropriate CIP documentation/client files.
- Follow up and track all documents required to satisfy CIP and new account requirements. - Escalate high risk and out of order records to AML Prevention Manager
- Assist in the administration and review of Client Risk Scoring, Client Identification and KYC documentation oversight/management requirements
- Assist Management with inquiries from employees, management, internal and external auditors by providing guidance in a timely manner
- Assist in KYC review and refresh of current Client population as needed.
- Reviews and escalates client records that maintain an out of order status. – Document Deficient
- Significant regulatory, reputational and financial impact including cease and desist orders, loss of license and financial penalties in $mm

Knowledge and Experience:
- HS Diploma or equivalent
- 3-5 years recent relevant experience
- Prior experience with deadlines for time sensitive projects
- Prior experience in financial services
- Prior experience in documentation management

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