Trade Surveillance Compliance Director

  • Competitive
  • Tokyo, Tokyo-to, Japan
  • Permanent, Full time
  • Morgan McKinley - Tokyo
  • 17 Oct 18

Trade Surveillance Compliance Director

A Senior position in Trade surveillance at a top international investment bank

Roles/Responsibilities

  • In charge of daily surveillance alerts.
  • Proactive in developing and constantly improving an efficient surveillance program.
  • Collaborate with overseas offices to develop new surveillance model.
  • Follow up with compliance and risk management on alerts.
  • Escalate issues to compliance and risk teams.

Required skills
  • 10 years experience in financial services industry.
  • 3-5 years experience in compliance.
  • Good communication skills in Japanese and English and able to communicate with different levels of authorities.

About our client

Leading global investment bank

Morgan McKinley Asia Pac is acting as an Employment Agency in relation to this vacancy.