The position sits withing the broader compliance team, and main focus would be to deliver compliant marketing communications across the Asset Management business. Partnering with key stakeholders within Asset Management and compliance, you will manage the implementation of controls in line with requirements stipulated by the UK and global regulators.
Manage reviews and approvals of Marketing Communications for Asset Management to ensure delivery of clear, consistent and appropriate communications to customers and stakeholders
Conduct quality assurance of the communications approved by Asset Management staff on a delegated basis (‘Business Approvals’) to ensure adherence to the 'Marketing Compliance Control Framework'
Provide product technical support on questions arising from other teams and approval of product technical elements of marketing communications by liaising with Asset Management SMEs as necessary
Work in collaboration with others to deliver marketing related trainings, tools and guidance to Asset Management Teams
Perform targeted monitoring activities of Asset Management communications, such as performing ‘Rolling Consistency Reviews’ to drive continuous improvements to the customer experience
Demonstrating financial promotions regulatory knowledge within a regulated environment, using your skills and business knowledge to apply sound judgement
Experience of delivering quality customer-centric marketing communications regulatory advice and approvals within asset management
Must have additional language fluency (either native speaker or through qualifications) Italian and/or French
Must have experience of working in a regulated environment and can demonstrate an understanding of asset management business
Strong attention to detail, planning and organisation skills
Basic understanding of key compliance and legislative requirements around financial promotion, data, social media, privacy, security and communication standards
Experience of risk management and supporting continuous improvements of controls
Experience of working with broad stakeholder groups across multiple channels
Excellent verbal, written and influencing skills - in person and remotely
Relevant industry qualification in a related compliance or legal discipline - desirable.