I am partnering with a global Asset Manager in a high growth phase as they seek a new Compliance Manager to join their team.
This is an excellent opportunity to join a top tier company with significant assets under management in a key compliance and regulatory role. Highly competitive package on offer for the successful person.
Key Responsibilities:
- Applying and implementing the Group Policies in the local Irish regulatory framework
- Implementing and writing procedures reducing the residual compliance risk to the Company, able to convince peers of the best outcome for the Company
- Preparing a Compliance Risk Assessment and evaluating with an independent mindset the Company Compliance Culture, proposing appropriate improvements
- Executing the Annual Compliance Plan, and the periodic surveillance on the most important Policies (MAR, Personal Dealing, ABC, Best Execution, Conflicts of Interest, GDPR, AML, Fitness and Probity Standards), following up in the appropriate execution of any Compliance recommendations
- Strong oversight and hands-on approach, with an auditing mindset in dealing with relevant delegates of the Firm (Investment Managers, Distributors. T.A.)
- Assist in the review of upstream regulatory changes and analysis of impact on the business
- Be ahead of the curve in an ever changing compliance environment regarding ESMA, CBI and CSSF views, regarding regulatory interpretations
Key Requirements:
- Relevant Management Company or Big-4 Experience
- Strong academic background with LCOI qualification or study preferred
- 5+ years' experience in a compliance role within the financial services sector
- Deep knowledge of the UCITS Regulations and broad-based knowledge of financial products and financial markets
- Excellent verbal and written communication skills in addition to strong interpersonal and relationship building abilities
Please apply for more details and a confidential conversation
