Compliance Manager - Funds

  • Dependent on Experience
  • Dublin, Leinster, Ireland Dublin Leinster IE
  • Permanent, Full time
  • Paragon Executive
  • 23 Jun 18 2018-06-23

Working closely with the Head of Compliance A requirement has arisen for a Compliance Manager to join a leading global financial services team to actively manage and take responsibility for Irish Compliance requirements in respect of managing compliance risk within the group.

The Role:

  • Actively monitoring the changes and updates in compliance rules applicable to the Company, and understanding the impact to the business
  • Work with the global Compliance Team to develop, implement, and monitor Compliance Monitoring Plan monitored in all regulated jurisdictions and updated to reflect changing regulatory and industry requirements
  • Assist Internal Audit and Operations with compliance risk assessment and management
  • Assist in outsourcing related matters and ensuring compliance with the relevant regulatory requirements;
  • Escalation of any major issues in the above areas to the CCO
  • Ensuring the Company’s full compliance with regard to required regulation and legislation
  • Ensure that the requirements of all relevant legislation are complied with including AML/CFT and Data Protection
  • Identify and lead initiatives to strengthen the control environment
  • Ensure all staff are advised of and kept up to date with compliance policies. This includes the coordination, roll out and full participation in compliance initiatives such as training where applicable
  • Report to senior management on a monthly basis
  • Any other ad hoc duties, as required

 

The person:

  • 6 years+ experience within a Compliance role predominantly in the Fund’s Industry
  • Detailed knowledge of the Irish Funds Industry in regard to regulatory requirements for both a service provider and Irish Funds
  • Strong client presentation skills and commitment to delivering quality at all times
  • Strong regulatory knowledge of multiple jurisdictions most notably Ireland Cayman and Bermuda
  • Have a relevant degree or other third level qualification or relevant professional qualification, LCOI
  • Proficient Excel skills and have excellent written and verbal English

 

This Compliance Manager position is a highly unique opportunity to join a leading global financial services institution. The Compliance Manager will be required to lead a team to deliver specific aspects of support to the growing compliance function and to operate at a more senior level while adding a greater value.

For a private and confidential conversation and for a full job description please contact

Ciarán O Connell on 01-8746770.

Or email: coconnell@paragonexecutive.com