Junior Client Onboarding Officer ENO Junior Client Onboarding Officer ENO …

Credit Suisse
in Pune, Bangarde, India
Permanent, Full time
Last application, 01 Jul 20
Credit Suisse
in Pune, Bangarde, India
Permanent, Full time
Last application, 01 Jul 20
Credit Suisse
Junior Client Onboarding Officer ENO
Credit Suisse is a leading global wealth manager with strong investment banking capabilities. Headquartered in Zurich, Switzerland, we have a global reach with operations in about 50 countries and employ more than 45,000 people from over 150 different nations. Embodying entrepreneurial spirit, Credit Suisse delivers holistic financial solutions to our clients, including innovative products and specially tailored advice. Striving for quality and excellence in our work, we recognize and reward extraordinary performance among our employees, provide wide-ranging training and development opportunities, and benefit from a diverse range of perspectives to create value for our clients, shareholders and communities. We are Credit Suisse.

We Offer
Client Due Diligence Services is a unit of BPS - Client Onboarding & Lifecycle Management which also includes Client Onboarding, and Client Lifecycle Control. The Client Due Diligence Services function serves as a business partner, working with clients, and internal stakeholders, to facilitate all KYC Periodic Reviews pursuant to CS policies and prescribed requirements imposed by local and global regulators.
This role will of IB CDDS KYCS Pune Team Lead will support the KYCS Periodic Review team for all Investment Banking business across all CS APAC entities, and supports the identification of financial crime related risks, and adherence with requirements set out by Regulators in relation to existing clients.
You will have the opportunity to lead the IB CDDS KYCS Pune team supporting APAC Business across Global and regional booking entities
  • You will conduct periodic Know Your Client (KYC) reviews of existing clients, performing Enhanced Due Diligence, performing approvals of Standard Due Diligence, and ensuring overall compliance with CS standards.
  • Validate of the identity of existing clients across the APAC division
  • Verify in accordance with local regulations and Credit Suisse policies and procedures.
  • You will ensure Sanctions, PEP and Adverse Media / Negative News screenings performed in accordance within CS procedures.
  • Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
  • This is a client facing role and offers front office collaboration with Sales and Relationship Managers as required
  • You will periodically review KYC records as to completeness, including verifying that due diligence has been performed and that customer due diligence (CDD) standards are followed; also that the files and risk assessments are current and up to date;
  • Investigating high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation to complete the client file;
  • Communicate effectively and efficiently with relevant internal and external parties to obtain KYC documents;
  • You will be responsible for a deep understanding of regulations, policies and procedures;
  • You will take up specific projects which may rise from time to time
  • Verify should be in accordance with local regulatory and Credit Suisse policies and procedures
  • Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations
  • Provide training on KYC / AML to Colleagues and other Departments as required

You Offer
  • You hold a bachelor's degree or business administration or equivalent in a related discipline together with equivalent working experience;
  • You are a problem solver with the capability to think outside of the box
  • You are dedicated, a self-starter approach to your work
  • You communicate effectively (both verbal and written), and have the ability to influence your business partners
  • You are highly motivated and have the eagerness to work efficiently
  • You have phenomenal mentoring skills, with exemplary attention to detail along with having a highly collaborative approach when working as part of a team and also independently
  • The flexibility to work in a dynamic and energized environment with changing priorities
  • You can demonstrate experience in KYC work within the financial service industry
  • Strong research and analytical skills
  • Good Excel and Power point skills

Credit Suisse is an equal opportunity employer. Welcoming diversity gives us a competitive advantage in the global marketplace and drives our success.